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Expert Insights on Securities and Exchange Commission (SEC)

The Securities and Exchange Commission (SEC) is a U.S. government agency whose mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC regulates the stock market and prevents corporate abuses relating to the offering and sale of securities and corporate reporting. Recent issues of interest include Regulation Fair Disclosure (Reg FD), stock options backdating prosecutions, and the Sarbanes-Oxley Act of 2002.

Gerson Lehrman Group Council Members are available to discuss Securities and Exchange Commission (SEC) via phone consultations, live meetings, surveys, and other custom GLG products and services.

Find, engage, and manageSM experts today through the GLG platform

Featured Council Members

GLG Council Members are leading experts including academics, scientists, and industry specialists

Ronald Kiima, President , Kiima Incorporated

Ronald KiimaWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

President Kiima Incorporated

Robert McCabe, Partner, McCabe & Associates, PhDs

Robert McCabeWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

PartnerMcCabe & Associates, PhDs

Walter Van Dorn, Partner, SONNENSCHEIN, NATH & ROSENTHAL, LLP

Walter Van DornWhat is a GLG Scholar?|GLG Scholar denotes Council Members with a CouncilRank(SM) in the top 20%.

PartnerSONNENSCHEIN, NATH & ROSENTHAL, LLP

Robert Heim, Partner, MEYERS & HEIM LLP

Robert HeimWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

PartnerMEYERS & HEIM LLP

Mark Saunders, Former General Counsel, WR Capital Management, LP

Mark SaundersWhat is a GLG Leader?|GLG Leaders are a separate tier of Council Members with a Council Rank in the top 5%. These GLG Member Program participants are eligible for ongoing, in-depth consultative relationships with GLG clients.

Former General CounselWR Capital Management, LP

Browse all 274 Leading Experts

Study Groups

Study groups are populations of experts knowledgeable on specific sub-topics within a broader industry

Study Group Name No. Members
SEC Regulations Experts: Lawyers 61
SEC Regulation and Class Action Experts: Lawyers 15
SEC Regulation Experts for Banks, Insurance, and Financial Institutions: Lawyers 40
Intellectual Property Experts: Lawyers (SA) 24
Sarbanes-Oxley Specialists 312

Browse all 193 Study Groups

Recent Live Meetings

Interactive roundtables, private visits, and small scale seminars are types of GLG Live Meetings

October 29, 2009 | Teleconference

Teleconference: Apollo Group - SEC Revenue Probe (11:00 AM EDT/15:00 GMT)

October 28, 2009 | New York

Seminar: Oil and Gas Accounting (New York)

October 29, 2009 | Boston

Seminar: Oil and Gas Accounting (Boston)

October 30, 2009 | Chicago

Seminar: Oil and Gas Accounting (Chicago)

Browse all 199 Live Meetings

Recent News Analyses

News analyses are expert commentaries on current events, written by Council Members who are available for follow up consultations

What the Former SEC Chairmen Missed...

November 19, 2009

Anthony Catanach, Director, DI2 Associates, LLC

Sequenom Sued by Shareholders

November 14, 2009

Ken Powell, President, Genesis Business Development, LLC

Browse all 1136 GLG News Analyses

Contact Gerson Lehrman Group to engage a Securities and Exchange Commission (SEC) expert